Securities Law

The Firm provides counsel with respect to federal and state securities laws. Areas of practice include:

• Reviewing and approving materials required under the Securities Act of 1933 for public offerings of stock.

• Private placements under Regulation D.

• Review and approval of reports to be filed for public companies under the Securities Exchange Act of 1934 including annual and quarterly reports, filings by directors, officers, and principal shareholders, and proxy materials for shareholder meetings.

• Trading private placement securities amongst institutional investors under Rule 144A.